• Thumbnail for U.S. Securities and Exchange Commission
    The U.S. Securities and Exchange Commission (SEC) is an independent agency of the United States federal government, created in the aftermath of the Wall...
    69 KB (6,497 words) - 06:35, 16 April 2024
  • Thumbnail for Securities Exchange Act of 1934
    established the Securities and Exchange Commission (SEC), the agency primarily responsible for enforcement of United States federal securities law. Companies...
    16 KB (1,563 words) - 19:11, 12 April 2024
  • the U.S. Securities and Exchange Commission (SEC). The Financial Industry Regulatory Authority is the largest independent regulator for all securities firms...
    34 KB (3,633 words) - 06:18, 12 April 2024
  • Securities and Exchange Commission v. W. J. Howey Co., 328 U.S. 293 (1946), was a case in which the Supreme Court of the United States held that the offer...
    9 KB (1,021 words) - 03:01, 13 September 2023
  • Thumbnail for Securities Act of 1933
    The Securities Act of 1933, also known as the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, and the '33 Act, was...
    25 KB (2,604 words) - 05:46, 28 March 2024
  • The Securities and Exchange Commission (SEC) is the main regulatory institution of the Nigerian capital market. It is supervised by the Federal Ministry...
    8 KB (788 words) - 20:13, 15 November 2023
  • Thumbnail for Pump and dump
    to the attention of the U.S. Securities and Exchange Commission (SEC), which filed a civil suit against him alleging security manipulation. Lebed settled...
    28 KB (3,200 words) - 22:19, 28 March 2024
  • Members of the U.S. Securities and Exchange Commission are appointed by the president of the United States. Their terms last five years and are staggered...
    7 KB (176 words) - 17:50, 9 February 2024
  • Thumbnail for Generally Accepted Accounting Principles (United States)
    (GAAP or U.S. GAAP or GAAP (USA), pronounced like "gap") is the accounting standard adopted by the U.S. Securities and Exchange Commission (SEC) and is the...
    20 KB (2,459 words) - 07:06, 11 March 2024
  • Thumbnail for AmTrust Financial Services
    new and renewal basis. On June 17, 2020, the U.S. Securities and Exchange Commission filed a complaint against AmTrust Financial Services, Inc. and its...
    14 KB (1,168 words) - 14:39, 13 February 2024