The Securities Act of 1933, also known as the 1933 Act, the Securities Act, the Truth in Securities Act, the Federal Securities Act, and the '33 Act, was...

with the Securities Act of 1933, which regulates these original issues, the Securities Exchange Act of 1934 regulates the secondary trading of those securities...

frauds in securities markets, Congress passed the Securities Act of 1933 (15 U.S.C. § 77a), which federally regulates original issues of securities across...

of self-regulatory organizations like FINRA to oversee broker-dealers. The Securities Act of 1933 requires public securities offerings, including of investment...

and securities firms. That limited meaning of the term is described in the article on Glass–Steagall Legislation. The Banking Act of 1933 (the 1933 Banking...

held that the offer of a land sales and service contract was an "investment contract" within the meaning of the Securities Act of 1933 (15 U.S.C. § 77b)...

of SIPC (pursuant to 15 U.S.C. § 78ccc) and are subject to its regulations. The laws that govern the securities industry are: Securities Act of 1933 –...

Act of 1939 (TIA), codified at 15 U.S.C. §§ 77aaa–77bbbb, supplements the Securities Act of 1933 in the case of the distribution of debt securities in...

British merchant bank. Congress enacted the Securities Act of 1933 in the aftermath of the stock market crash of 1929 and during the ensuing Great Depression...

the United States Congress wrote into law the Securities Act of 1933 and the Securities Exchange Act of 1934. In 1935, Congress requested that the SEC...